Capital Market Overview

This set of programs designed specifically for the IT audience.
They lay the foundation for IT professionals engaged in BFS projects. They equip you with the necessary domain knowledge, to interact with customers confidently, and better understand their requirements

Who will benefit Capital Module course?
  • Employees of Stock Brokers and Sub-Brokers
  • Students
  • Teachers
  • Employees of BPO/IT Companies
  • Investors
  • Anybody having interest in the Stock market operations
Course Fees ?
  •  
    Module Fees GST @ 18% Total Fees
    6000 1080 7080

    Total Fees : Rs.7080/- (Rupees Seven Thousand and Eight Only). inclusive of GST.

Why should one take this course?
  • To understand the capital market trading operations of NSE.
  • To understand the clearing, settlement and risk management processes.
  • To know about the eligibility criteria for seeking membership at NSE.
  • To learn the other important regulatory aspects.

Capital Markets Syllabus 

 

CHAPTER 1: An Overview of the Indian Securities Market

  • Market segments,
  • Key indicators of securities market,
  • Products and participants,
  • Market  segments and their products,
  • Reforms in Indian securities markets

CHAPTER: 2 Trading Membership

  • Stock brokers,
  • NSE membership,
  • Surrender of trading membership,
  • Suspension & Expulsion  of membership,
  • Declaration of defaulter,
  • Authorized persons,
  • Sub–brokers,
  • Broker-client  relations,
  • Sub-broker-clients relations,
  • Investor service cell and arbitration,
  • Code of  advertising

CHAPTER 3: Trading

  • Introduction,
  • NEAT system,
  • Market types,
  • Trading system users hierarchy,
  • Local database,
  • Market phases,
  • Logging on, Log off/exit from the application,
  • Neat screen,
  • Invoking an  inquiry screen,
  • Order management,
  • Trade management,
  • Limited physical market,
  • Block  trading session,
  • Retail debt market (RDM),
  • Trading information downloaded to members,
  • Internet booking,
  • Wireless application protocol (wap),
  • Computer to computer link (ctcl) facility

CHAPTER 4: Clearing and Settlement

  • Introduction,
  • Key terminologies used in clearing and settlement process,
  • Transaction cycle,
  • Settlement agencies,
  • Clearing and settlement process,
  • Securities and funds settlement,
  • Shortages handling,
  • Risks in settlement,
  • Risk management,
  • International securities  identification number,
  • Data and report downloads

CHAPTER 5: Legal Framework

  • SEBI (intermediaries) regulations, 2008,
  • SEBI (prohibition of insider trading) regulations,  1992,
  • SEBI (prohibition of fraudulent and unfair trade practices relating to, Securities market)  regulations, 2003,
  • The depositories act, 1996, Indian contract act, 1872, Income tax act,  1961

CHAPTER 6: Fundamental Valuation Concepts

  • Time value of money;
  • Understanding financial statements.